A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts. More cases are in the pipeline.

Stifel's (SF) stock fell 1.9% on Thursday, as equity prices moved lower. Individual investor David Jannetti alleged the bank committed a breach of fiduciary duty; negligence; fraud; a breach of ...

The three-member panel on Wednesday awarded $26.5 million in compensatory damages, $79.5 million in punitive damages and $26.5 million for legal fees to David Jannetti, of Miami Beach, Florida ...