Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the ...

Vulnerable customers encouraged to open up to financial firms - People going through certain events may not realise they ...

The UK’s financial watchdog has fined H2O Asset Management’s former deputy chief executive £1mn and banned him from the financial services industry for providing deliberately misleading information.

The UK's Financial Conduct Authority (FCA) released its Consultation Paper and Policy Statement (CP25/18), marking a ...

The Financial Conduct Authority wants its legal and medical counterparts to target firms helping those who fabricate or ...

Britain's Financial Conduct Authority is to extend rules covering non-financial misconduct such as bullying and discrimination beyond the banking industry in a bid to clamp down on bad behaviour ...

Britain’s financial regulator will scrap the need for most listed companies to publish lengthy prospectus documents before ...

The Financial Conduct Authority (FCA) is a quasi-governmental agency in the United Kingdom, formed as one of the successors to the Financial Services Authority (FSA). It regulates financial firms ...

The UK’s financial watchdog is clamping down on social media “finfluencers” and adverts like crypto “memes” on platforms such as Instagram or TikTok which could be harming consumers.

The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.

News about Financial Conduct Authority (Great Britain). Commentary and archival information about Financial Conduct Authority (Great Britain) from The New York Times.

Introduction. The UK Financial Conduct Authority (the “FCA”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or ...