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Robinhood Markets, SEC

USA Today · 1d

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Hosted on MSN · 1d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.

The Wall Street Journal on MSN · 1d

Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations

Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails.

Financial Advisor IQ1d

SEC Lobs Fines at Robinhood, Schwab, Others

In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...

2d

Robinhood price target raised to $60 from $53 at JMP Securities

JMP Securities raised the firm’s price target on Robinhood (HOOD) to $60 from $53 and keeps an Outperform rating on the shares amid a broader ...

6d

Why Robinhood Is Seeking Merry Traders Overseas

But if Britain isn’t a nation of active stock punters, nor is it a place that allows brokers like Robinhood to take payments ...

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