Internal data shows securities enforcers bring in far less money than their cases indicate.
The Securities and Exchange Commission (SEC) was created as an independent agency in 1934. It's been called the mother-of-all-securities regulator. This agency is remarkably good at killing trees ...
Paul Atkins was a former SEC commissioner during former President George W. Bush's administration and founder of financial consulting firm Patomak Global Partners.
A federal appeals court blocked Nasdaq rules to increase boardroom diversity, saying that the Securities and Exchange Commission did ... California passed laws requiring publicly traded companies ...
Mr. Atkins, a pro-business conservative, would likely take a lighter regulatory approach than the current chair of the Securities and Exchange Commission. By Matthew Goldstein and David Yaffe ...
NEW YORK – The U.S. Securities and Exchange Commission has given Elon Musk until Monday to respond to an offer to resolve a probe into the billionaire's $44-billion takeover of Twitter in 2022 ...
This memorandum summarizes key U.S. Securities and Exchange Commission (“SEC”) and stock exchange regulatory filing deadlines, new ...