Part of the criteria to be a primary dealer includes being registered with the Securities and Exchange Commission as a broker-dealer and having at least $150 million in Tier 1 capital, which is ...

A dealer is a specialized type of trader who commits to continuously make two-sided markets in the securities that they deal in. This means that they will always be posting both a bid and an offer.

“Market participants engaging in this technology deserve clear regulatory rules of the road,” Atkins said. Speaking at the ...

A dealer is someone who has a business buying and selling securities for their own account. They’re a bit different from brokers who act as agents to make trades happen, or traders who buy and ...

Ondo Finance has acquired SEC-registered Oasis Pro, strengthening its foothold in the US tokenized securities space as it ...

Citadel Securities has quietly shelved plans to join one of Wall Street’s most prominent clubs: The ranks of bond dealers that trade directly with the Federal Reserve.

A Biden-era enforcement action against a penny stock trader in Minnesota is heading back to district court after the SEC ...

The Securities and Exchange Commission tossed a case alleging a Boston hedge fund adviser failed to register as a securities ...