Ondo Finance has acquired SEC-registered Oasis Pro, strengthening its foothold in the US tokenized securities space as it ...

“Market participants engaging in this technology deserve clear regulatory rules of the road,” Atkins said. Speaking at the ...

Achieving financial independence through income-only investing is challenging. See here for 2 core high-yield picks that ...

Structural shifts in revenue models and firm size mark a period of significant transformation for the industry.

Dinari secures U.S. approval to offer tokenized stocks, joining Coinbase and Kraken in transforming equity trading through ...

Dinari, a startup that offers blockchain-based U.S. stocks, has secured a broker-dealer registration for its subsidiary, a move the company says makes it the first tokenized equity platform to secure ...

Convertible securities provide financing or cash to companies in need. But their setup can be problematic if converted at deeply discounted prices.

Guidance on issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ authority, investigation-stage settlement considerations ...

The U.S. Securities and Exchange Commission (SEC) said Cumberland DRW was an unregistered securities dealer in a lawsuit Thursday, alleging the crypto market maker "bought and sold ...

Pre-tax profits for securities firms in New York City totaled $23.2 billion and could end the year at $47.1 billion, according to a report from state Comptroller Thomas P. DiNapoli.

Citadel Securities has quietly shelved plans to join one of Wall Street’s most prominent clubs: The ranks of bond dealers that trade directly with the Federal Reserve. For nearly a decade, the ...

That includes the Securities Act of 1933, the Investment Advisers Act of 1940, the Investment Company Act of 1940, Sarbanes-Oxley (2002), and Dodd-Frank (2010).