Kingswood Wealth Advisors LLC raised its stake in shares of SPDR S&P Homebuilders ETF (NYSEARCA:XHB – Free Report) by 46.1% ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

Janney Montgomery Scott LLC cut its holdings in SPDR S&P Biotech ETF (NYSEARCA:XBI – Free Report) by 2.6% in the 4th quarter, Holdings Channel reports. The institutional investor owned 83,351 shares ...

The Nasdaq Composite is an often-cited stock market index — along with the S&P 500 and the Dow Jones Industrial Average — ...

Raymond Farabaugh, president of D-Patrick Inc. in Evansville, Ind. was announced as the 2025 TIME Dealer of the Year.

Trump has promised a more crypto-friendly administration. The present-elect named regulatory hawk and crypto advocate Paul ...

and 66 exams are administered on behalf of NASAA by the Financial Industry Regulatory Authority (FINRA), a regulatory body created after the National Association of Securities Dealers merged with ...

The Securities and Exchange Commission has filed suit against Elon Musk, alleging he violated securities law related to his $44 billion acquisition of Twitter, according to a federal docket.

Kia UK’s National Dealer Conference, held in Liverpool yesterday, was attended by over 1,000 Kia dealer staff. The Awards celebrates performance across the network of 190 Kia dealerships in the UK.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions. By Rob Copeland Robinhood was hit with $45 ...

Kate Conger covers Elon Musk and X. U.S. securities regulators sued Elon Musk in federal court in Washington on Tuesday in an enforcement action arising from his $44 billion purchase of Twitter ...

The U.S. Supreme Court turned down an appeal from the National Association of Realtors, leaving the embattled Chicago-based trade group open to a Department of Justice investigation of its ...