The Securities and Exchange Commission (SEC) plans to implement more reforms aimed at further strengthening the corporate ...

THE SECURITIES and Exchange Commission (SEC) has vowed to sustain corporate and capital market reforms to support the country’s growth. “We are leaving 2024 with much needed changes implemented to ...

The SEC’s ongoing legal battle with Ripple over its XRP token is that it is overreaching to regulate the crypto space while leaving more pressing issues such as the Sam Bankman-Fried. Focusing on ...

Investors were kept in the dark about expenses including chief executive's personal use of chartered aircraft, regulator ...

I recently wrote about the Securities and Exchange Commission's announcement that it had settled "charges" against several entities for failing ...

In December 2023, as cyberattacks surged, the U.S. Securities and Exchange Commission (SEC)began enforcing new cybersecurity disclosure rules. This pushed C-level executives and boards to adopt ...

Following multiple review extensions since June, the regulator has approved the first dual Bitcoin-Ethereum ETFs.

The Securities and Exchange Commission said Deutsche Bank agreed to pay a $4 million penalty to settle charges made against ...

Hashdex and Franklin Templeton received the nod from the SEC for their own respective Bitcoin and Ether index exchange-traded ...

On December 11, 2024, the US Court of Appeals for the Fifth Circuit vacated the US Securities and Exchange Commission’s (SEC) order approving ...

This is a newly developing market, so limits are still pretty low. Currently, clawback insurance provides coverage in the ...

A criminal statute of limitations on regulations cannot be retroactive, but on the civil side, if it is clarifying existing ...