The US Securities Exchange Act defines a “security” by providing a list of various financial instruments such as stock, note, ...

A CUSIP number is a nine-digit alphanumeric code that is used to identify securities, such as stocks, bonds, and other financial instruments. The CUSIP (Committee on Uniform Securities ...

Derivatives are financial instruments whose value is derived from one or more underlying assets or securities (e.g., a stock, bond, currency, or index). A derivative is a contract that derives its ...

Financial derivatives are financial instruments that are linked to a specific financial instrument or indicator or commodity, and through which specific financial risks can be traded in financial ...

This proposal positions crypto assets as a new asset class that is different from securities," a parliamentarian said.

The European Securities and Markets Authority (ESMA) has published official translations of its guidelines on the conditions and criteria for ...

The Division of Corporation Finance (Division) of the Securities and Exchange Commission (SEC) recently issued two statements regarding ...

with the former allowing all categories of securities while the latter focuses on specific types of financial instruments. It also introduces stricter measures to combat Ponzi schemes, prescribing ...

Any future lawyer who is fascinated by business or economics and who wants to ensure that the financial system works properly should consider studying antitrust or securities law, according to ...