GRC Conferences, Seminars & Events - Compliance Week
Compliance Week National April 28-30 | Washington, D.C. Back for it's 20th year, join 500+ compliance, ethics, legal, and audit professionals who gather to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs.
TD Bank fined nearly $3.1B by U.S. regulators for AML compliance ...
Oct 11, 2024 · TD Bank will pay nearly $3.1 billion in penalties to four U.S. regulators to settle charges that it “chose profits over compliance” when it allowed three money laundering networks to filter more than $670 million in dirty money through the company.
The art of managing policy exception requests - Compliance Week
Exception requests are often a thorn in the side of policy managers, and yet they are unavoidable for most. An effective policy management process can ease the pain, which includes putting in place a “policy on policies” that describes a corporate policy, what it should include, and how policies get approved, reviewed, and trained upon, says Paul Liebman, a former in-house …
United Kingdom - Compliance Week
Premium Barclays is axing its bonus caps. Is it also ditching good governance? 2024-09-23T18:50:00+01:00 By Neil Hodge. Four years post-Brexit, London-based Barclays became the first British bank to scrap bonus caps for its traders that were meant to curb excessive risk-taking with client cash, improve corporate governance, and restore faith in an industry most working …
AML - Compliance Week
Dec 13, 2024 · News Brief OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs. 2024-12-23T19:08:00+00:00 By Jeff Dale. Bank of America avoided a monetary penalty in agreeing to settle charges with the Treasury Department’s Office of the Comptroller of the Currency but was ordered to shore up previously disclosed deficiencies in …
Training | Governance, Risk & Compliance | Compliance Week
Earn CPE Credit with Compliance Week. Compliance Week is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors.State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.
CPE Webcast: IT controls: Navigating the path to a secure digital ...
Webcast CPE Webcast: Navigating Contact Compliance in 2025: An Overview of Upcoming Legislation and How to Prepare. 2024-12-05T14:00:00Z Provided by Gryphon.ai. As we approach 2025, the regulatory landscape for the Telephone Consumer Protection Act (TCPA) and Do Not Call (DNC) regulations is becoming increasingly complex.
Top ethics and compliance failures of 2023
Dec 14, 2023 · A virtual currency exchange that sought to mislead regulators, banks failing after ignoring obvious risks, and a manufacturer that sold millions of its products in violation of U.S. export controls are among those that make up CW's …
DOJ offers antitrust compliance guidance in ECCP update
Nov 25, 2024 · The Department of Justice (DOJ) has added antitrust compliance guidance in an update to its Evaluation of Corporate Compliance Programs (ECCP). The guidance, issued Nov. 12, said prosecutors should evaluate how well a company’s antitrust compliance program handles issues such as “price fixing ...
Lincare to pay $26M over Medicare billing violations
Feb 16, 2024 · Lincare, a supplier of durable medical equipment (DME), agreed to pay $25.5 million to settle allegations it billed federal health programs for the rental of ventilator machines after patients no longer needed to use them.